Halo Investing is a fast-growing financial technology company with a mission to empower investors by providing access to a wide range of protective investment solutions. Our platform offers a marketplace for structured notes, SMAs, defined outcome ETFs, insurance, and annuities, connecting financial advisors and investors to a previously inaccessible market. We are committed to transparency, competition, and efficiency, and we are looking for a visionary CFO to help us navigate our next phase of growth.
CFO Position Overview
We are seeking a dynamic and experienced Chief Financial Officer (CFO) to join our executive team. This is a Chicago-based (hybrid) role is responsible for directing all financial aspects of the company, driving financial strategy, and ensuring the company's long-term financial health. The ideal candidate will be a strategic thinker with a strong background in leading finance and accounting, preferably within a regulated broker-dealer environment in the fintech industry. As a senior leader, you will work closely with the CEO and other executives to make data-driven decisions that will shape the future of Halo Investing.
Key Responsibilities
Financial Strategy & Leadership
- :Providing strategic and operational leadership, you will serve as a key financial advisor to the CEO and executive team on strategic planning, financial planning, and investment priorities
- .Develop and implement financial strategies aligned with the company's overall business objectives to maximize profits and plan for growth
- .Provide strategic recommendations based on financial analysis, market trends, and business insights
.Regulatory Compliance & Broker-Dealer Operations
- :Oversee all financial operations related to our broker-dealer, including regulatory reporting (FOCUS reports), net capital computations, and compliance
- .Ensure adherence to all FINRA and SEC financial regulations and requirements
- .Liaise with auditors and regulators on all broker-dealer financial matters
.Financial Planning, Analysis & Operations
- :Lead the annual budgeting, financial forecasting, and long-range planning processes for the firm
- .Provide in-depth financial analysis to identify key business drivers, trends, and opportunities for performance improvement
- .Direct all accounting operations, ensuring the timely and accurate preparation of financial statements in compliance with GAAP or IFRS
.Team Leadership
- :Lead, manage, and mentor the team, fostering a culture of high performance, accountability, and continuous improvement
.Investor Relations
- :Oversee investor relations and communication, ensuring timely and accurate reporting to all stakeholders
.
Qualificatio
- nsBachelor's degree in Finance, Accounting, or a related field; CPA and/or MBA is strongly preferre
- d.10+ years of progressive experience in senior finance leadership roles within a regulated financial services firm, including proven experience as a CFO, VP of Finance, FinOp or similar role(
- s)Deep knowledge of broker-dealer operations, financial reporting, and regulations; FINRA Series 27 license is required, and a Series 24 is highly preferre
- d.Exceptional leadership, communication, and interpersonal skills, with the ability to serve as a key partner on an executive tea
m.
