Chief Financial Officer
Location: Manhattan, NYC
Reports To: Managing Partners
Overview
This is a great opportunity for an existing Controller looking to take the next step in their career. Outset Global Trading Limited, a FINRA broker-dealer, operates as an Outsourced Trading desk to Institutional Investors. We are seeking a dynamic Chief Financial Officer to lead both the financial and operational functions of the firm. This dual-role executive will serve as a key strategic connection to the Partners , driving financial performance and operational excellence. The successful candidate will bring deep broker-dealer experience, exceptional leadership skills, and a proven record of building scalable systems in regulated financial environments.
Key Responsibilities
Financial Leadership and Oversight
--Direct all financial functions including accounting, reporting, treasury, and audit.
--Manage firm capital and net capital requirements under SEC Rule 15c3-1.
--Oversee preparation of FOCUS reports and regulatory filings ensuring complete accuracy and timeliness.
--Lead the month-end close process, P&L analysis, and GAAP financial reporting across all divisions.
--Collaborate with the Partners and business leaders to deliver actionable financial insights and drive profitable growth.
Regulatory and Compliance
--Ensure firm-wide compliance with FINRA, SEC, and other regulatory obligations including 15c3-1 and 15c3-3 in conjunction with the Global CCO
--Coordinate annual external audits and examinations with independent auditors and regulators.
--Maintain and improve internal controls, accounting policies, and audit readiness.
--Serve as the Financial and Operations Principal (Series 27). Not a necessity Day one
Operational Management and Strategy
--Oversee daily broker-dealer operations to ensure efficiency, accuracy, and scalability.
--Develop and implement process automation and operational excellence initiatives.
--Drive cross-functional collaboration across Finance, Operations, Compliance, and Technology.
--Oversee business continuity planning, risk management, and strategic initiatives.
Leadership and Culture
--Build and mentor high-performing teams across finance and operations
--Foster an environment of accountability, innovation, and continuous improvement.
--Champion technology adoption and data-driven decision making.
Qualifications
--Bachelor’s in Accounting, Finance, or related field.
--CPA required; Series 27 (FINOP) license preferred.
--8+ years of financial and operations leadership within a Financial Services firm
--Knowledge of FINRA/SEC regulations and broker-dealer accounting principles.
--Expertise in GAAP and regulatory reporting
--Proven track record of scaling financial and operational processes in high-growth environments.
--Exceptional analytical, organizational, and communication skills.
Preferred Experience
--Background in revenue recognition, client funds management, and intercompany accounting.
--Exposure to multi-entity broker-dealer/advisory models and securities products
--Experience implementing automation and AI-based tools
Compensation & Benefits
--Competitive base salary with bonus potential.
--Medical
--Ability to participate in 401(k) .
--Professional growth in a rapidly expanding organization with global exposure.
