Chief Financial Officer

Selby Jennings • Full-time • New York, New York State, United States • $200k - $300k / year • 3m ago

Chief Financial Officer

Location: New York City, on-site

Salary: $200-300k

About the Role:

Our client, an established broker-dealer and investment bank, is seeking an experienced Chief Financial Officer to lead its finance and regulatory operations. This is a leadership role for a candidate with deep expertise in broker-dealer financial management, particularly in clearing operations, regulatory reporting, and FINRA/SEC compliance. The ideal candidate will hold active Series licenses, including FINOP designation, and bring a strategic mindset to managing financial controls, capital requirements, and operational efficiency in a highly regulated environment.

Qualifications:

Bachelor's or Master's degree in Accounting, Finance, or related field. CPA a plus.
Minimum 10 years of experience in financial leadership roles within a broker-dealer or investment bank.
Strong understanding of clearing operations and broker-dealer financial regulations.
Active Series 27 license and FINOP designation required.
Experience with financial systems and reporting tools; strong analytical and communication skills.
Proven ability to lead teams and work cross-functionally in a fast-paced environment.